-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A9hOLB8pMFIoAt3PTPyrcnz/TsCxBzvtq/HK7j8EhEnREdQ1W43+9jnnif1Mqkii P7SPJrxD+hJFQ/fpKC0DEw== 0000888239-03-000028.txt : 20030214 0000888239-03-000028.hdr.sgml : 20030214 20030214152404 ACCESSION NUMBER: 0000888239-03-000028 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROWN TOM INC /DE CENTRAL INDEX KEY: 0000014803 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 951949781 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33402 FILM NUMBER: 03567215 BUSINESS ADDRESS: STREET 1: 555 SEVENTEENTH ST SUITE 1850 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 9156829715 FORMER COMPANY: FORMER CONFORMED NAME: BROWN TOM DRILLING CO INC DATE OF NAME CHANGE: 19710915 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COMPRESSION INC CENTRAL INDEX KEY: 0001015363 IRS NUMBER: 731424038 STATE OF INCORPORATION: OK FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: SAMSPN PLAZA STREET 2: TWO WEST SECOND STREET CITY: TULSA STATE: OK ZIP: 74103 BUSINESS PHONE: 9185911006 SC 13D/A 1 tbrown.txt SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 9) Under the Securities Exchange Act of 1934 Tom Brown, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 11566020 (CUSIP Number) Annabel M. Jones Assistant General Counsel - Corporate Affairs Two West Second Street Tulsa, Oklahoma 74103 (918) 591-1006 (918) 591-1718 (facsimile) (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 31, 2002 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240,13d-1(f) or 240.13d-1(g), check the following box. [ ] CUSIP No. 11566020 -1- 1) Name of Reporting Persons I.R.S. Identification Nos. of Above Persons entities only) Compression, Inc.; 73-1424038 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) X 3) SEC Use Only 4) Source of Funds (See Instructions) AF 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) 6) Citizenship or Place or Organization - Oklahoma 7) Number of Shares Beneficially Owned by Each Reporting Person with Sole Voting Power - 2,633,800 8) Number of Shares Beneficially Owned by Each Reporting Person with Shared Voting Power - -0- 9) Number of Shares Beneficially Owned by Each Reporting Person with Sole Dispositive Power - 2,633,800 10) Number of Shares Beneficially Owned by Each Reporting Person with Shared Dispositive Power - -0- 11) Aggregate Amount Beneficially Owned by Each Reporting Person - 2,633,800 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] 13) Percent of Class Represented by Amount in Row (11)- 6.71% 14) Type of Reporting Person (See Instructions) CO -2- Amendment to Statement on Schedule 13D This Amendment No. 9 to Statement on Schedule 13D (this "Amendment") amends the Statement on Schedule 13D dated September 10, 1998, as amended on October 1, October 6, October 9, October 19, 1998, November 19, 1999, February 14, 2001, December 27, 2001 and January 7, 2002 (the "Statement") of Compression, Inc., an Oklahoma corporation ("Compression") and a wholly-owned subsidiary of Samson Investment Company ("Samson"), with respect to shares of the common stock, par value of $.10 per share (the "Common Stock") of Tom Brown, Inc., a Delaware corporation ("Issuer"). Capitalized terms used but not defined herein are defined in the Statement and are used herein with the same meanings ascribed thereto in the Statement. Item 5. Interest in Securities of the Issuer (a) See Line 11 on cover page of this Form 13D. (b) See Lines 7 through 10 on cover page of this Form 13D. (c) The following chart sets forth sales of Common Stock in Issuer made by Compression since the filing date of its Amendment No. 8 to Schedule 13D on January 7, 2002. All of such sales were made in brokerage transactions through the open market. The percentage of ownership disclosed below is based on 39,227,024 outstanding shares, the number of outstanding shares in Issuer as reported in Issuer's Quarterly Report on Form 10-Q for the quarter ended September 30, 2002. Total Shares % No. of Shares Price Per Share Date Owned Owned - ------------- --------------- ------ --------- --------- 15,900 $ 26.50 1/2/02 see below see below 1,700 26.53 1/2/02 see below see below 200 26.54 1/2/02 see below see below 100 26.57 1/2/02 see below see below 2,100 26.50 1/3/02 see below see below 8,800 26.50 1/3/02 see below see below 600 26.55 1/3/02 see below see below 600 26.50 1/4/02 see below see below 8,700 26.60 1/4/02 see below see below 100 26.61 1/4/02 see below see below 100 26.69 1/4/02 see below see below 1,100 26.60 1/7/02 see below see below 10,000 26.46 1/7/02 see below see below 10,000 26.49 1/7/02 see below see below 10,000 26.60 1/7/02 see below see below 10,000 26.54 1/7/02 see below see below 100,000 26.60 1/8/02 see below see below -3- Total Shares % No. of Shares Price Per Share Date Owned Owned - ------------- --------------- ------- --------- --------- 9,900 26.60 1/8/02 see below see below 100 26.65 1/8/02 see below see below 10,000 26.70 1/8/02 see below see below 61,000 27.64 2/28/02 see below see below 2,300 27.75 3/27/02 see below see below 50,000 27.50 3/29/02 see below see below 30,000 28.84 4/29/02 2,633,800 6.71% (d) No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock. (e) Not applicable. Item 7. Material to Be Filed as Exhibits None Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2003 Signature /s/ Dennis R. Neill --------------------- Name/Title: Dennis R. Neill President compression, Inc. -4- -----END PRIVACY-ENHANCED MESSAGE-----